Hedge Fund Regulation

UCITS and NEWCITS and Hedge Funds, oh my…

Jan 19th, 2010 | Filed under: Hedge Fund Regulation, Retail Investing, Today's Post

The expected EU Directive in addition to generally more heightened demand for regulatory compliant alternative investments has already set in motion a wave of so-called UCITS- and NEWCITS-based funds. The question is whether they can truly live up to expectations, particularly with higher costs and lower returns?


Does the prime brokerage sec lending model need resuscitation?

Dec 7th, 2009 | Filed under: Hedge Fund Industry Trends, Hedge Fund Regulation, Today's Post

Securities lending in it's old-school, pass-around-the-securities-and-collect-the-fees form is seemingly gone for good. But what form it will take now?


When skittish hedge fund investors and lenders become a problem for everyone

Nov 19th, 2009 | Filed under: Academic Research, Hedge Fund Operations and Risk Management, Hedge Fund Regulation, Today's Post

A study by the European Central Bank explores what happens when hedge fund investors and prime brokers want their money back in a hurry.


Can of worms? Supreme Court discusses “fair” compensation for fund advisory services

Nov 5th, 2009 | Filed under: Hedge Fund Regulation, Investment Management Fees, Today's Post

According to experts, a case currently before the US Supreme Court will "define the contours of a mutual fund adviser’s fiduciary duty with regard to compensation." Will it impact hedge funds too?


What lurks for hedge funds beneath the deep, dark waters of dark pools?

Nov 5th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Liquidity is sacred, so long as you can see it, says the SEC, as it puts dark pools on its next-to-hit list.


Gone in 45 days: Who said hedge funds were illiquid?

Nov 1st, 2009 | Filed under: Academic Research, Hedge Fund Operations and Risk Management, Hedge Fund Regulation, Today's Post

For most businesses, completely taking down the sails and ceasing operations involves a lot more than a letter to investors and six-week's notice. Not for Galleon, apparently.


Regulators: Not rich? Hands off the display case.

Oct 27th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

The name Goldstein is well known in the hedge fund world. The question, though, is whether the champion of marketing and solicitation rights has finally met his match.


2009: The year hedge funds finally stirred the regulatory hornets’ nest

Oct 21st, 2009 | Filed under: Hedge Fund Regulation, Today's Post

After decades of relative calm, hedge funds have managed to stir up a hornets' nest of regulatory activity in 2009.


A bold new theory on why attempts to regulate hedge funds tend to fail

Sep 24th, 2009 | Filed under: Academic Research, Hedge Fund Regulation, Today's Post

Ever wonder why so many hedge fund regulatory initiatives seem to end up in the trash? Here's one theory you probably haven't considered.


Another guide to (obvious) hedge fund best practices

Sep 17th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

There are seemingly as many guides and standards on due diligence as there are hedge funds, but are they really worth following?


Hedge Fund Standards Board issues rules on how to exit crowded theatres when someone yells “Fire!”

Aug 3rd, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Here's a set of safety instructions every movie usher needs to have.


“Libertarian Paternalism”: A happy medium on HF regulation?

Jul 22nd, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Regulation may not be all that bad for the hedge fund industry if the proposals of this author are adopted by the SEC.


HF trade groups, regulators call truce: peace breaking out on several fronts

Jun 23rd, 2009 | Filed under: Hedge Fund Regulation, Today's Post

The first week of summer has apparently brought a serious thaw in relations between the hedge fund industry and international regulators.


Quick…What’s the similarity between California and Connecticut?

Jun 8th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

California and Connecticut are separated only by Colorado on an alphabetical list of US states. But when it comes to hedge fund regulation they may be attached at the hip.


The United People’s Front for the Preservation of Rationalization Association Network Alliance

May 25th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Tough times bring boom times for a plethora of new hedge fund industry trade groups.


After years of being made scapegoats, HFs finally capitulate

May 17th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Hedge fund industry leaders wave a white flag in hopes of no longer being tagged as scapegoats for the world's financial ills.


Disentangling the effects of the short bans from those of the broader financial crisis

May 3rd, 2009 | Filed under: Academic Research, Hedge Fund Regulation, Today's Post

A recently published study of the short selling bans in Europe concludes that they may have had a greater impact on overall market sentiment than they did on the actual stocks at which they were targeted.


Regulatory pressure exposing cracks in alternative investment solidarity

Apr 19th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Mounting regulatory pressure may have begun to expose fissures in the alternative investment community.


IOSCO in new HF report: Can’t we all just get along?

Mar 23rd, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Last week, the International Organization of Securities Commissions provided its input to the upcoming G-20 Summit. A full reading reveals a notably diplomatic and balanced view of the role of hedge funds in global financial markets.


Data in new UBS report supports Bernanke’s view that HF leverage not a top concern

Feb 26th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Ben Bernanke showed up at his annual Humphrey Hawkins testimony to talk about the risks posed by banks - specifically big banks. But what at least one Senator was just as concerned about another kind of institution.


European Commission asks for help on hedge funds; gets variety of answers

Feb 15th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

The European Commission recently ended its call for input on what it should do about those pesky hedge funds. If this was a court case, you might say they were "leading the witnesses" a little.


Hedge funds not alone in defending short-selling secrecy

Jan 7th, 2009 | Filed under: Hedge Fund Regulation, Today's Post

Think hedge funds are the only ones defending short selling secrecy?